The Securities and Exchange Commission's Investor Advisory Committee will hold a public meeting March 12 to discuss public company disclosure reform, fund proxy voting modernization, and a potential recommendation regarding the tokenization of equity securi...
The Securities and Exchange Commission adopted final rules implementing the Holding Foreign Insiders Accountable Act, which will require directors and officers of foreign private issuers to begin disclosing their equity holdings and transactions starting Ma...
The Securities and Exchange Commission announced it will hold a March 4 roundtable on private market valuations and responsible retailization as alternative investments become more accessible to everyday investors, with Division of Investment Management Dir...
The Securities and Exchange Commission's Division of Enforcement announced significant updates to its Enforcement Manual, establishing standardized four-week timelines for Wells submissions and meetings while restoring simultaneous consideration of settleme...
The Securities and Exchange Commission proposed amendments to Form N-PORT that would give investment companies an additional 15 days to file monthly portfolio reports and reduce public disclosure frequency from monthly to quarterly, with Chairman Paul S. At...
The Securities and Exchange Commission's Division of Economic and Risk Analysis published two reports examining the rapid growth of active exchange-traded funds and fee changes in fund mergers, as the ETF market surpasses $10 trillion in assets across more...
The Securities and Exchange Commission today announced the appointment of Demetrios Logothetis as chairman and three new board members to the Public Company Accounting Oversight Board, with SEC Chairman Paul Atkins pledging the new leadership will bring "se...
The Securities and Exchange Commission filed settled charges against Archer-Daniels-Midland Company and two former executives while pursuing litigation against a third, alleging the agricultural giant artificially inflated performance of its Nutrition busin...
The Securities and Exchange Commission approved the Public Company Accounting Oversight Board's 2026 budget of $362.1 million, a 9.4% decrease from the prior year that includes significant cuts to board member compensation, with Chairman Paul Atkins emphasi...
Securities and Exchange Commission Chairman Paul S. Atkins and Commodity Futures Trading Commission Chairman Michael S. Selig will hold a joint public event on January 27 to discuss regulatory harmonization efforts aimed at making the United States "the cry...